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Case Study: Meeting a Financial Institution’s
Specific Availability Requirements

A SunGard Availability Services White Paper

www.sungard.com

Abstract
Challenge: First Citizens Bank required an advanced availability solution with specific budget and control requirements.

Solution: A broad solution architecture that incorporates recovery, replication, and consulting services—under one roof, with a single point of contact.

First Citizens Bank, whose assets exceed $12 billion, goes through an annual process to evaluate the criticality of its banking systems and set priority levels for Information Availability. “Our business units complete a short Business Impact Analysis (BIA) and we compile the rankings,” says McCauley.“We then present our findings to management for approval.” The bank’s core systems— deposits and transactional systems—reside primarily on its zSeries mainframe. Supporting applications, such as online banking, reside on a host of servers in a distributed environment. “These are the capabilities our customers care
about,” says McCauley.“People want our ATMs to be up. They want to be able to come in and make deposits and perform other basic banking transactions.”

The bank needed to meet more than just its customers’ expectations. “We had to meet our regulatory requirements,” McCauley says, “as well as to do the right things to prepare for potential local and regional disruption events. We had to plan for a number of new scenarios in the wake of 9/11. We needed to develop an advanced availability solution that met specific control requirements within a set budget.

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