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Organizational Governance & Compliance: Effective Control over Outbound Email at the Enterprise Level

An Exact Target Whitepaper Authored by Chip House, Vice President Privacy & Deliverability, Alison Sales, Manager, Internet Marketing, Chris Baggott, Co-Founder/CMO

Executive Summary

With corporate governance in the industry spotlight, email as the dominant business communication medium and a host of regulations that apply to the sending, receiving, and use of email, Enterprise Organizations (EO’s) are suddenly tasked with serious questions Regarding Regulation and control over outbound Email.

How do you move from ad hoc email use to governed, compliant systems and processes?

What are the risk and exposure points in your industry and how do you address them?

How do regulations impact what your employees must do internally and externally with outbound email and how do you evaluate potential solutions for your business and your industry?

This Whitepaper will explore the specific challenges of email governance and compliance and detail prescriptive approaches that can help reduce risk financially, to your brand and potential legal exposure.

Introduction

For most organizations, email is the communications medium of choice. Whether it is driving one-to-one marketing efforts, customer service follow-ups, order confirmations, or one-off communications between internal employees and customers, email has proven a highly effective tool. It is inexpensive, fully trackable, and -- when properly utilized -- appreciated by those who receive it.

However, many EO’s have invested heavily in systems and software to protect their organization from receiving Spam (Unsolicited Commercial Email), and yet invest nothing in a common platform to protect the Organization from Being a Spammer. This common platform is essential in the enforcement of control and compliance

Organizationally, the problem with email is that due to the inherent accessibility and ease-of-use, it has become nearly impossible to control outbound email at each touch point. In nearly every Enterprise Organization (EO), hundreds, even thousands, of business units, divisions, remote offices and individuals generate outbound email communications with little (if any) oversight. Insufficient knowledge as to how, exactly, these disparate divisions, departments, and individual employees handle email has led to major concerns over brand control and consistency as well as legal compliance. 

With recently the enacted federal legislation leaving little room for potential errors, EO’s are now going to great lengths to govern all activities and protect themselves from outside liability.

In addition to control and consistency issues, more problems manifest within how these EO’s accomplish brand governance and legal compliance. Although many EO’s implement strict and enforceable policies regarding outbound communications, marketing, and press relations, with no systems of monitoring or enforcement, these policies actually do very little to combat email risks.

Case Study Brief:

The CEO of a $1 billion+ EO attempted to send an email to his mother. For one reason or another, the mother was not able to receive the email. 

After investigating the situation, the CEO’s IT department learned that the company had been placed on a worldwide block from a major ISP. This block had been initiated by an activity that took place at a division in France!

The CEO asked the right question: “You mean to tell me that it takes two levels of management approval to get a postcard out of this company, and anyone can send an email with no system in place to enforce our policies?”

In another well publicized example, The Bob Vila Company was sued for a mere 41 emails that were not compliant with the 2004 Federal CAN-SPAM Act.

Consequences such as the above prove why EO’s continuing to send outbound email must adapt to these primary challenges:

Maintaining Brand Integrity

Managing Subscriber Data across the Enterprise

Remaining Legally Compliant

Avoiding Spam Filtering

This whitepaper seeks to provide an in-depth understanding of each challenge, as well as an outline of available solutions.

For the continuation of this whitepaper visit: http://website.exacttarget.com/lp/enterprisehomepage_key.asp


 

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